67.Managing Archives
and Records Programs. The management of
archives and records programs is universally important, although it has
generally been handled by basic manuals and textbooks, many described earlier
in this technical report. To be
perfectly honest, the treatment of management of archival and other records
programs has been one of the weakest aspects in the professional
literature. The sparseness of research
about matters such as the costs of archival processing (the arranging and
describing of historical records) and the manner in which archival records are
used are indicative that administrative issues often take a backseat to most
other concerns in archival programs. In
many cases, management studies (or the closest we get to management studies)
turn out mostly to be comparative studies missing any detailed glimpses into
the inner workings of archival programs.
Frances O’Donnell, “Reference Service in an Academic Archives,” Journal
of Academic Librarianship 26 (March 2000): 110-118, an otherwise fine
description of administering the archival reference service at the
Massachusetts Institute of Technology archives, devotes more space to making
comparisons between archival work and librarianship than it does to analyzing
the nature of an archival reference program.
If archivists continue to spend so much of their energies trying to
describe what they are, rather than in studying how their programs work, they
will continue to suffer from a lack of insights into their own management. The classic statement pointing out the
problems with archivists and their views toward management is David Bearman’s Archival
Methods (Pittsburgh: Archives and Museum Informatics, 1989), a careful
dismantling of archivists’ assumptions about the core functions of their work.
68.There are some noteworthy studies, mostly done by individuals
outside of the archives field. Here are
some examples of some of the more important studies on the management of
archives and records program or how archives relate to management. Two very important, companion volumes are
Jed I Bergman in collaboration with William G. Bowen and Thomas I. Nygren, Managing Change in the Nonprofit Sector:
Lessons from the Evolution of Five Independent Research Libraries (San
Francisco: Jossey-Bass Publishers, 1996) and Kevin M. Guthrie, The
New-York Historical Society: Lessons from One Nonprofit’s Long Struggle for
Survival (San Francisco: Jossey-Bass Publishers, 1996), both focusing on
the difficult fiscal management of such programs. Both are intended to provide insights into non-profits
management. The Guthrie study is
especially important as it relates the traditional collecting emphasis of this
institution with its fiscal management woes.
69.Beyond
such studies as these, there are interesting articles in the professional
literature where the management of archival programs is put into a broader
context, such as my "Fund Raising for Historical Records Programs: An
Underdeveloped Archival Function," Provenance 6, no. 2 (Fall 1988):
1-19 and E. C. Goodman, "Records Management as an Information Management
Discipline: A Case Study from SmithKline Beecham Pharmaceuticals," International
Journal of Information Management 14 (April 1994): 134-143. Records professionals obviously also need to
delve into the research and other literature of organizational management,
where they might discover work concerning the way records are used, such as
Richard J. Bolland, "Sensemaking of Accounting Data as a Technique of
Organizational Diagnosis," Management Science 30/7: 868-882 and
Barbara Levitt and James G. March, “Organizational Learning,” reprinted in
Michael D. Cohen, M. D. and Lee
Sproull, eds., Organizational Learning (Thousand Oaks, CA: Sage, 1996),
pp. 516-540. Within the broader
information professions and its literature, there is also literature with
implications for understanding the management of records and closely related
materials, such as Ellen Crosby, "Outsourcing becomes Insourcing:
Cataloging Ephemeral Trade Literature at the Indiana Historical Society
Library," in Outsourcing Library and Technical Services Operations:
Practices in Academic, Public, and Special Libraries, Karen A. Wilson and Marylou Colver, eds. (Chicago: American
Library Association, 1997), pp. 179-189.
Such citations suggest the need for archivists and other records
professionals to become more regular readers of the organizational management
literature and to draw on such studies to do their own research into how
organizations manage their records programs.
In the meantime, readings depicting the evolution of records and
recordkeeping systems will have to be the main pointers to have archives are
managed.