Public
Policy, Advocacy, and the Web. Archivists and other records professionals
have long been interested in the public perception of their work and societal
value, but this has only begun to be translated into specific actions to change
both perception and policy. The Society of
American Archivists has become more active in issuing policy statements,
including a section on its Web Site for “position statements and
resolutions.” For example, SAA issued a
“Statement On Copyright Issues for Archives in Distance Education” on February
5, 1999 (http://www.archivists.org/statements/distance_education.html). Other professional associations connected
with archivists and records managers seem not to have taken a more active
stance with policy statements.
However, when we compare what our
professional associations have done in terms of advocacy with other policy
groups, we will find them wanting. The
Electronic Frontier Foundation (http://www.eff.org/),
with a mission to protect free speech and personal privacy in the digital era,
provides much greater resources than any of what are provided by the archival
and records management professional associations with more news, supporting
documents, and other resources. One state organization, The Privacy Rights
Clearinghouse (http://www.privacyrights.org/) provides
advice to Californians about how to protect their personal privacy, including a
number of online publications. One of its fact sheets is entitled From
Cradle to Grave: Government Records and Your Privacy (http://www.privacyrights.org/FS/fs11-pub.htm). There are lessons to be learned by looking
at how these organizations are using the World Wide Web to advocate their views
about public policy, legislation, legal cases, and other similar matters.
There
are many policy centers, from all spots on the political spectrum,
investigating the impact of the Internet and other electronic media on society,
such as the Annenberg Public Policy Center at the University of Pennsylvania (http://www.appcpenn.org/), RAND (http://www.rand.org/), and The Heritage
Foundation (http://www.heritage.org/). Some of these
have produced research on public policy issues related to records management,
such as RAND’s 1996 Electronic Information Media and Records Management
Methods: A Survey of Practices in UN Organizations by Tora K. Bikson and
Sally Ann Law, considering “four main content areas related to problems of
records management in an electronic information environment: (1) the roles of
three electronic media--telex, facsimile, and electronic mail--in
organizational information handling systems; (2) the properties of
computer-based information exchange among organizations that have introduced
electronic mail; (3) associated technology options and constraints, as well as
standards that have been adopted or are being considered; and (4) policies,
guidelines, training programs, and plans UN organizations are implementing with
respect to electronic records management issues.” However, it is the policy centers directly focused on
information technology that records professionals need to follow.
That policy and the Web go together can be
discerned from examining The Internet Society (http://www.isoc.org/),
a “non-profit, non-governmental, international, professional membership
organization” focusing on standards, education, and policy issues. This group’s
mission statement -- "To assure the open development, evolution and use of
the Internet for the benefit of all people throughout the world" – is
explained to suggest that the Internet is for everyone, “proving to be one of
the most powerful amplifiers of speech ever invented” and “becoming the
repository of all we have accomplished as a society.” The Internet Society includes considerable information regarding
its basic principles of “open, unencumbered, beneficial use,” no censorship, no
“excessively restrictive governmental or private controls,” an “open forum for
the development of standards and Internet technology,” and other issues. Records professionals can see in these
matters points of mutual concern, but they should also see the need to develop
policy statements with a particular focus on the Web and records. Legal issues,
especially intellectual property, have become a major driving force in recent
discussions about the Web, with many implications for records
professionals. The UCLA Online
Institute for Cyberspace Law and Policy (http://www.gseis.ucla.edu/iclp/hp.html) has as its goals the following: “To
provide resources for academics, practitioners, students, and interested
‘netizens’; To help generate solutions to problems that are arising in
cyberspace; To identify compelling legal and policy issues in this area; To
further the development of Cyberspace Law as a separate discipline; To provide
a vehicle for the dissemination of new ideas; [and] To help foster the growth
of new electronic communities in this area.”
Along with news on legal matters, it regularly updates a Cyberspace Law
Bibliography, an excellent resource for records professionals needing to
reflect on the larger context of the legal implications of electronic records
management. Many of the citations can be accessed online.
Both of these sites should make records
professionals desire such resources related to their particular interests. There are some Web sites that are quite
valuable for the notion of records and public policy. The General Accounting Office (http://www.gao.gov/) is the
“investigative arm of Congress. GAO's mission is to help the Congress oversee
federal programs and operations to assure accountability to the American
people. GAO's evaluators, auditors, lawyers, economists, public policy
analysts, information technology specialists, and other multi-disciplinary
professionals seek to enhance the economy, efficiency, effectiveness, and
credibility of the federal government both in fact and in the eyes of the
American people. GAO accomplishes its mission through a variety of activities
including financial audits, program reviews, investigations, legal support, and
policy/program analyses. GAO is dedicated to good government through its
commitment to the values of accountability, integrity, and reliability.”
Examples of records management reports which can be accessed include Records
Management: Inadequate Controls Over Various Agencies' Political Appointee
Files (Letter Report, 07/13/94, GAO/NSIAD-94-155), summary available at http://frwebgate2.access.gpo.gov/cgi-bin/waisgate.cgi?WAISdocID=2071818440+7+1+0&WAISaction=retrieve;
IRS Records: Inconsistencies Between Statutes Affects Records
Appraisal(Letter Report, 10/02/97, GAO/GGD-98-4), available at http://frwebgate.access.gpo.gov/cgi-bin/useftp.cgi?IPaddress=162.140.64.21&filename=gg98004.txt&directory=/diskb/wais/data/gao;
and National Archives: Preserving Electronic Records in an Era of Rapidly
Changing Technology (Letter Report, 07/19/1999, GAO/GGD-99-94), available
at http://frwebgate.access.gpo.gov/cgi-bin/useftp.cgi?IPaddress=162.140.64.21&filename=gg00024t.txt&directory=/diskb/wais/data/gao.
Perhaps
the Web site most directly related to public policy and recordkeeping is for
the National Security Archive (http://www.gwu.edu/~nsarchiv/).
According to the site, the “National Security Archive combines a unique
range of functions in one non-governmental, non-profit institution. The Archive
is simultaneously a research institute on international affairs, a library and
archive of declassified U.S. documents obtained through the Freedom of
Information Act, a public interest law firm defending and expanding public
access to government information through the FOIA, and an indexer and publisher
of the documents in books, microfiche, and electronic formats. The Archive's
approximately $1.5 million per year budget comes from publication revenues and
from private philanthropists such as the Carnegie Corporation, the John D. and
Catherine T. MacArthur Foundation, and the Ford Foundation. The National Security Archive was founded in
1985 by a group of journalists and scholars who had obtained documentation from
the U.S. government under the Freedom of Information Act and sought a
centralized repository for these materials. Over the years, the Archive has
become the world's largest non-governmental library of declassified documents.
Located on the seventh floor of the George Washington University's Gelman
Library in Washington, D.C., the Archive is designed to apply the latest in
computerized indexing technology to the massive amount of material already
released by the U.S. government on international affairs, make them accessible
to researchers and the public, and go beyond that base to build comprehensive
collections of documents on specific topics of greatest interest to scholars
and the public.”
The National Security Archive’s Web site is
rich for records professionals. A
document of the month is profiled, such as the "Memorandum of Agreement”
between President Bush and Archivist of the United States, Don Wilson, “during
the morning hours of Inauguration Day, January 20, 1993. This memo may, in
fact, have been George Bush's last official act at the White House.” “Among other highly questionable assertions,
the Bush-Archives agreement unlawfully removes what are indisputably agency
records from the control of the agencies involved, and purports to give Mr.
Bush control over future access not just to the records, as the law defines
them, but to the ‘information’ in them or derived from them.” The Archive includes “Electronic Briefing Books” with “online access to
critical declassified records on specific issues, including U.S. national
security, foreign policy, military history, intelligence policy, and more.” At its site you can find information about
how to use the Freedom of Information Act.
There are also online exhibitions and information about how to search in
and use the Archive’s holdings. The
National Security Archive is a rare program in that it provides research
materials as well as serves as a prime example of an advocate for the
importance of records in society and government.
The
Web is also extremely useful for providing considerable information about
high-profile cases concerning records, such as in the continuing controversies
about the litigation against the American tobacco companies and the assets of
Holocaust victims. The important book
about the tobacco case, with many implications for how records are managed, is
now available in an online version.
Stanton A. Glantz, John Slade, Lisa A. Bero, Peter Hanauer, and Deborah
E. Barnes, The Cigarette Papers (Berkeley: University of California
Press, 1996) can now be accessed at http://www.library.ucsf.edu/tobacco/cigpapers/. This site provides additional linkages to
records related to the case. There are
numerous other Web sites with information about records in the continuing
tobacco case. The State Archives
Department of the Minnesota Historical Society, for example, provides a site
with information on how to use the “four million documents, comprising over 25
million pages of paper, as well as video and audio tapes, that were collected
in the course of the suit” of the State of Minnesota and Blue Cross and Blue
Shield of Minnesota against the tobacco companies (http://www.mnhs.org/preserve/records/Tobacco.html). We can find similar resources on the
Holocaust case. The National Archives
and Records Administration created a special Web site to facilitate research on
this matter in its records (http://www.nara.gov/research/assets/)
with finding aids, unpublished research papers, and other resources. Similarly, the United States Holocaust
Memorial Museum has a site for international activities of Holocaust-era assets
(http://www.ushmm.org/assets/index.html). Coupling such Web sites with the ability to
follow current news about such cases, and we can easily see how the World Wide
Web provides a powerful mechanism for policy information, discussion, and
advocacy.